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550
TFSD Initial Public Offerings

Last Loaded on Web: Monday, April 01, 2013

Last Update To Bluesheet: July 29, 2008

Bluesheet Contents     PDF version

File Description Dialog File Data Special Features Sample Record Sort Rates
Subject Coverage Database Content DIALINDEX/OneSearch Categories Basic Index Rank
Tips Document Types Indexed Contact Additional Indexes Report Options
Print Counterparts Geographic Coverage Terms and Conditions Limit Predefined Format Options


File Description [top]

TFSD Initial Public Offerings file identifies U.S. companies issuing public stock and equity for the first time, as well as quantitative details about the issues. Initial Public Offerings (IPOs) provide valuable indicators of growth in various industries and are used by venture capitalists and other investing institutions to monitor the investment environment.

Sources of the information include SEC filings, prospectuses, news sources, and wires. SDC enhances its public news sources by maintaining strong relationships with investment banks, which enables SDC to ensure that IPO information is timely, accurate, and complete.



Tips [top]

USE FILE 550

to track IPOs within particular industries.

USE /CO OR CO=

to find records that focus on the IPO for a particular company.

USE SC=

to search by SIC code in order to isolate IPOs within a particular industry.

USE REPORT

to produce output from many records into easy-to-read tabular format.



Subject Coverage [top]

Typical records include:

  • Company name and location (city and state)
  • Offer Date
  • Offer Amount
  • Share Offer Price
  • Type of Security
  • Stock Exchange
  • Ticker Symbol
  • SEC Filing Form

Additionally, industry descriptions and Standard Industrial Classification (SIC) codes allow users to follow IPOs by industry. Percentages are given for main values, including:

  • management fees
  • underwriting fees
  • selling concessions
  • reallowance

An indicator is given as to whether stocks are issued only in the U.S. or if they are also available for purchase on markets abroad. Total amounts of stock available in the U.S. and overseas are included.



Print Counterparts [top]

  • None


Dialog File Data [top]

Dates Covered: 1980 to the present
File Size: 10,862 records as of July 2008
Update Frequency: Daily


Database Content [top]

  • Complete Text Records


Document Types Indexed [top]

  • NA


Geographic Coverage [top]

  • US Only


Geographic Restrictions [top]

  • None


Special Features [top]

  • ERA Available
  • Graduate Education Program
  • KWIC and HILIGHT Available
  • DIALOG Alert Available
  • REPORT Available


DialIndex/OneSearch Categories [top]

ACRONYM CATEGORY NAME
IPO Initial Public Offerings
OWNERS Ownership
TICKERDI Company Directories with Ticker Symbols


Contact [top]

TFSD Initial Public Offerings is produced by Thomson Financial Securities Data. Questions concerning file content should be directed to:

Thomson Financial Securities Data
Client Support
2 Gateway Center
Newark, NJ 07102

Telephone: 973-622-5200
800 Line: 888-989-TFSD
Fax: 973-622-1421


Terms and Conditions [top]

Initial Public Offerings is copyrighted by Thomson Financial Securities Data (TFSD). This database is provided for the customer's internal use only and may not be duplicated or redistributed in any form without the prior written permission of TFSD. TFSD obtains information for inclusion in the database from sources which it considers reliable, but TFSD does not guarantee the accuracy or completeness of the database or of any information contained therein. The customer is responsible for implementing sufficient procedures and checkpoints to satisfy his or her requirements to make the final judgment and evaluation as to the usefulness of the database in the user's own environment. TFSD MAKES NO WARRANTIES, EXPRESSED OR IMPLIED, INCLUDING THOSE OF MERCHANTIBLITY OR FITNESS FOR A PARTICULAR PURPOSE. In no event shall TFSD have liability for any lost profits or incidental or consequent damages.


Dialog Standard Terms & Conditions apply.


SAMPLE RECORD [top]

           DIALOG(R)File 550:TFSD INITIAL PUBLIC OFFERINGS 
            (c)1997.  TFSD.  All rts. reserv. 
     
               00561933        SDC NUMBER: 561933023 
     
               ISSUER COMPANY 
  /CO,CO=     Grey Medical 
        2311 Green Street 
  CY=,ST=,ZP=     Danbury, Connecticut  06810 
        Telephone: 203-798-9394 
     
  PD=,PY=        Offer Date:                    06/27/96 
  OA=        Offer Amount:          ($ Mil) 12.2 
  TO=        Total Domestic Shares Offered: 872,577 
          Share Offer Price:          ($)14.000 
          Primary Shares Offered:        872,577 
     
               ISSUER INDUSTRY 
  IN=         Manufacturing 
     
               BUSINESS DESCRIPTION 
  /DE         Mnfr mammography, x-ray equip 
  SC=         SIC CODE:  3844 
     
               MANAGERS 
  DM=          NATWEST-SEC//LEH/OPPENHEIMER 
     
  EX=         Exchange:                       AMEX 
  TS=         Ticker Symbol:                  GRY 
  TY=         Type of Security:               Common 
           Shares 
           Primary Shares Offered:   (000) 873 
     
               Shares Outstanding Before Offering: 
               22,216,452 
               Shares Outstanding After Offering: 
               25,589,029 
               Dilutions:                      (%) 13.18 
     
               Number of Lockup Shares: 
               20,254,452 
               Number of Days Before Lockup Expires: 180 
     
               Units:                   No 
               Primary Use of Proceeds: Future 
               Acquisitions 
               Syndicated:              No 
     
               Gross Spread: ($)       0.910 
               Gross Spread: (%)       6.500 
     
               Management Fee:      (%) 1.357 
               Underwriting Fee:    (%) 1.357 
               Selling Concession:  (%) 3.786 
               Reallowance:         (%) 0.714 
     
  EO=             Expense of the Offering:($)700,000.0 
     
               Previous Leveraged Buyout: No 
     
  SP=             Yesterday's Stock Price:($)15.75 
                 % change Yesterday's Stock Price to 
               Offer Price:  12.50 
  FD=             Filing Date:                   03/29/96 
  DT=             SEC File Form:                 01 
               Original Low Filing Price: ($) 12.00 
               Original High Filing Price:($) 14.00 
               Shares Filed:                  1,250,000 
  AF=             Filing Amount:        ($ Mil)  16.3 
     
               Change Low File Price to Offer:        (%) 
               16.7 
               Change Shares Filed to Shares Offered: (%)-30.2 
  PE=             Price Earnings Ratio:                     46.67 
               Fully Diluted EPS Last 12 Months:          0.30 
               US-EURO Simultaneous Offer:            No 
  SO=             Total Shares Offered Globally: 
               3,372,577 
               Total US & EURO Offering:          ($ Mil) 
               47.2 
     
     *Sample record does not contain real data 


BASIC INDEX [top]

SEARCH
SUFFIX
DISPLAY
CODE
REPORT
(FIELD
LENGTH)
FIELD NAME

INDEXING

SELECT EXAMPLES

None None None All Basic Index Fields Word S X(W)RAY(W)APPARATUS
/CO CO CO (32) Company Name1 Word S GREY(W)MEDICAL/CO
/DE DE None Description of Business Word S MNFR(W)MAMMOGRAPHY/DE

1 Searchable in the Basic Index and in the Additional Indexes.


ADDITIONAL INDEXES [top]

SEARCH
PREFIX
DISPLAY
CODE
REPORT
(FIELD
LENGTH)
FIELD NAME

INDEXING

SELECT EXAMPLES

AF= AF AF (9) Filing Amount Numeric S AF>16M
None AL AL (13) Overallotment Shares
None AN AN (9) DIALOG Accession Number
None AO AO (13) Shares Outstanding After the Offer
None BO BO (13) Shares Outstanding Before Offering
None CC CC (8) Selling Concession
CO= CO CO (32) Company Name1 Phrase S CO=GREY MEDICAL?
CY= CY CY (22) City Phrase S CY=DANBURY
None DL DL (7) Dilution (%)
DM= DM None Managers Word S DM=NATWEST
DO= DO DO (15) Total Dollar Amount of U.S. and European Offering Numeric S DO>45M
DT= DT DT (6) SEC Filing Form Phrase S DT=01
EO= EO EO (13) Expenses of Offering Numeric S EO=700K:800K
ES= ES ES (8) Fully Diluted EPS Last 12 Months Numeric S ES=0.30
EX= EX EX (10) Stock Exchange Phrase S EX=AMEX
FD= FD FD (10) Filing Date Phrase S FD=19960329
FY= FY FY (8) Filing Year Phrase S FY=1996
None GO GO (8) Gross Spread (%)
None GR GR (9) Gross Spread
None HO HO (11) Change High File Price to Offer
None HP HP (9) Original High Filing Price
IN= IN IN (18) Industry Phrase S IN=MANUFACTURING
None LO LO (11) Change Low File Price to Offer
None LP LP (9) Original Low Filing Price
None MF MF (8) Management Fee (%)
OA= OA OA (14) Offer Amount Numeric S OA=10M:13M
None OF OF (7) Change Shares Filed to Shares Offered (%)
None OO OO (13) Change Yesterday's Price Offer to Offer Price (%)
OP= OP OP (11) Share Offer Price Numeric S OP=14
PD= PD PD (10) Offer Date Phrase S PD=19960627
PE= PE None Price Earnings Ratio Numeric S PE=45:49
None PP PP (22) Primary Use of Proceeds
None PS PS (9) Primary Shares Offered (000)
PY= PY PY (7) Offer Year Phrase S PY=1996
None RL RL (8) Reallowance (%)
SC= SC SC (6) Standard Industrial Classification (SIC) Code Phrase S SC=3844
SH= SH SH (12) Shares Filed Numeric S SH>1M
SO= SO SO (15) Total Shares Offered Globally Numeric S SO=3M:4M
SP= SP SP (13) Yesterday's Stock Price Numeric S SP=14:16
ST= ST ST (17) State Phrase S ST=CONNECTICUT
TO= TO TO (13) Total Domestic Shares Offered Numeric S TO=700K:900K
TS= TS TS (8) Ticker Symbol Phrase S TS=GRY
TY= TY TY (17) Type of Security Phrase S TY=COMMON SHARES
UD= None None Update Phrase S UD=9999
None UF UF (8) Underwriting Fee (%)
ZP= ZP ZP (7) Postal Code Phrase S ZP=06810


LIMIT [top]

SUFFIX FIELD NAME EXAMPLES
/YYYY Offer Year S PY=1998


SORT [top]

SORTABLE FIELDS EXAMPLES
AF, CO, CY, DM, ES, EX, FY, IN, OA, PD, PE, PY, SC, SH, ST, TS, TY, ZP SORT S2/ALL/CO
PRINT S5/9/ALL/PD


RANK [top]

RANK FIELDS EXAMPLES
All phrase- and numeric-indexed fields in the Additional Indexes can be ranked. RANK AU S3


REPORT OPTIONS [top]

Output can be displayed in table format. REPORT codes with field lengths in parentheses are listed in the Search Options tables. Default table width is 72 characters; use SET H 132 to set maximum table width. REPORT S3/CO,OA/1-10


USER-DEFINED FORMAT OPTIONS [top]

User-defined formats may be specified using the display codes indicated in the Search Options tables. TYPE S3/CO,PD/1-5


PREDEFINED FORMAT OPTIONS [top]

NO.
DIALOGWEB
FORMAT
RECORD CONTENT
1 -- DIALOG Accession Number
2 -- Brief IPO Record (Issuing Company, Address, SIC Code, Offer Date, Amount, Type of Security, Offer Price, Total Domestic Shares Offered, Deal Managers, Filing Date, SEC File Form, Shares Files, Original High/Low Filing Prices, Primary Shares Offered, Share
3 Medium Company Name, Address, Telephone, Description of Business, and SIC Codes
4 -- Company Name, Address, Telephone, Description of Business, and SIC Codes
5 Long Full Record
6 Free Company Name
8 Short Company Name, Address, Telephone, Description of Business, and SIC Codes
9 Full Full Record
10 -- National Address (excludes country)
K -- KWIC (Key Word In Context) displays a window of text; may be used alone or with other formats


DIRECT RECORD ACCESS [top]

FIELD NAME EXAMPLES
DIALOG Accession Number TYPE 01399862/9
DISPLAY 00561933/4
PRINT 001277863/9


Rates [top]

Rates For File: TFSD Initial Public Offerings[550]
Cost per DialUnit:                 $9.81
Cost per minute:                   $3.00
Report Elements                    $1.00
Rank Elements                      $0.00
ALERT (default)                    $3.25
ALERT (Monthly)                *  $10.25
ALERT (Biweekly/twice a month) *   $6.00
ALERT (Weekly)                     $3.25
ALERT (Daily)                      $2.00
ALERT (Calendar weekly)        *   $3.25
ALERT (Intraday)               *   $2.00
* = custom scheduled Alerts only
ALERT Number of included prints        0

Format    Types   Prints
     1    $0.00    $0.00
     2   $30.00   $29.00
     3   $15.00   $15.00
     4   $15.00   $15.00
     5   $57.00   $57.00
     6    $0.00    $0.00
     8   $15.00   $15.00
     9   $58.00   $58.00
    10    $4.00    $4.00

REDIST/COPY Multiplier Table:

      Range      Multiplier
        1-2       1.00
       3-25       1.50
     26-100       3.00
    101-200       4.00
    201-500       6.00
   501-1000       8.00
 1001 or more    10.00

ARCHIVE Multiplier Table:

      Range      Multiplier
       1-25       1.50
     26-200       3.00
    201-500       6.00
   501-1000       8.00
 1001 or more    10.00
[top]



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