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Last Loaded on Web: Thursday, May 01, 2008
The M&A Filings database contains detailed abstracts of every original and amended merger and acquisition document released by the Securities and Exchange Commission since early 1985 through June 2000. Copies of the full text of each filing or exhibit reported in the database are available from Prentice-Hall Legal and Financial Services.
M&A FILINGS provides users with an array of M&A transaction information on publicly traded companies, including: company name; SIC code; state of incorporation; state of headquarters; ticker symbol; Cusip number; filing type, amendment number; date of filing; reporting person, name, country, city and state; approximate deal value; synopsis sentence for the deal; expiration and withdrawal information; dealer manager; depositary; information agent; purpose of the transaction; summary abstract of the filing, including description of transaction, persons retained, employed, or compensated; material filed as exhibits; and keywords associated with each filing.
Sources used to prepare the abstracts are the actual merger and acquisition filings released by the Securities and Exchange Commission. Included is every original and amended filing since early 1985 for the following document types:
USE /AC OR AC=to search for Acquiring companies. USE /CO OR CO=to search for Target companies. USE SC=to search for mergers and acquisitions in certain industries. /p> |
| Dates Covered: | April 1985 to June 2000 |
|---|---|
| File Size: | 138, 932 records as of June 2000 |
| Update Frequency: | Closed |
| ACRONYM | CATEGORY NAME |
|---|---|
| MATRANS | M&A Transactional Directories |
| MERGEACQ | Mergers and Acquisitions |
| NEWSDAIL | News, Current - Daily Updates |
| TICKERNE | Company News Files with Ticker Symbols |
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The M&A FILINGS database is produced by Charles E. Simon & Company. Questions concerning file content should be directed to: 1300 New York Avenue, NW Suite 205 Washington, DC 20005
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For Dialog's Redistribution and Archive Policy, enter HELP ERA online. The following terms and conditions also apply.
Database copyrighted by Charles E. Simon. The information contained therein is abstracted from public filings made with the Securities and Exchange Commission. While every attempt has been made to ensure the accuracy of the product, Charles E. Simon makes no warranties or representations regarding the accuracy or completeness of the database or any information contained therein. In some instances, certain data fields are not reported in the SEC filing. In this situation, we make our best effort to provide as much data as is available. Each user of the database understands that Charles E. Simon disclaims any liability for any damages in connection with its use and recommends that the actual SEC document be obtained in cases where the subscriber intends to base a business or investment decision on the information reported in the database.
| DIALOG(R)File 548:M&A Filings | |
| (c) 1997 Prentice-Hall Legal & Finan Svcs. All rts. reserv. | |
| 0021535 | |
| /CO, CO= | COLLINS & AIKMAN CORP |
| TS=, EX= | Ticker Symbol: CK Exchange: NYS |
| CU= | CUSIP No: 19482810 |
| SC= | SIC Codes: 2200 |
| IN= | State of Incorporation: DE |
| ST= | Headquarters Location: NY |
| FL=, PD= | 14D1 Amendment Number Orig Filed on 11/10/86 |
| Number of Pages: 14 | |
| /AC, AC=, RP= | Reporting Person: Wickes Companies Inc |
| Wickes Acquisition I Inc | |
| RC=, RS=, CN= | Reporting Location: Santa Monica CA USA |
| SH= | Aggregate Number of Shares: 5,432,485 |
| PS= | Aggregate % of Outstanding: 21.50 |
| DV= | Approximate Deal Value: 1,180,000,000 |
| Synopsis Sentence: | |
| /TI | Reports the original filing of a tender offer. |
| Expiration & Withdrawal Information: | |
| Expiration Information | |
| ED= | Expires in New York at 12:00 midnight on 12/09/86 |
| Withdrawal Information | |
| WD= | Withdrawal rights expire in New York at 12:00 midnight on |
| 12/09/86 | |
| /DM, DM= | Dealer Manager: Drexel Burnham Lambert Inc. |
| BA= | Depositary: Bank of New York |
| AG= | Information Agent: The Carter Organization Inc. |
| /DE | Purpose of Transaction: to acquire the entire equity interest of |
| Collins & Aikman pursuant to a merger. | |
| General Source of Funds: | |
| SD= | Affiliate of Reporting Person |
| Other | |
| Working Capital of Reporting Person | |
| Specific Source and Amount of Funds: | |
| SF=, /DE | 1180000000 from Capital Contributions |
| Summary Abstract: | |
| Summary: | |
| /AB | Statement refers to an offer to purchase any and all |
| outstanding shares of Common Stock at $53.00 per share. The Offer | |
| is not conditioned upon a minimum number of shares being | |
| tendered. | |
| Item 3. Past Contacts, Transactions or Negotiations with the | |
| Subject Company: | |
| On 11-8-86, the Issuer and Reporting Person agreed that the | |
| Issuer would enter into an agreement with sixteen executives of | |
| the Issuer providing for the termination and surrender of any | |
| rights under the Severance Agreement and to waive the rights they | |
| have to accelerate vesting of certain benefits under the Issuer's | |
| Supplemental Retirement Income Plan. In return, the Issuer would | |
| make a monetary payment to each employee executing the Waiver | |
| Agreement. The total amount to be paid under the Agreement will | |
| be $5,100,000 if all sixteen executives sign the Agreement. | |
| Item 11. Material to be Filed as Exhibits: | |
| Offer to Purchase, dated 11-10-86. Highly Confident Letter | |
| between Wickes and Drexel Burnham Lambert Inc. dated 11-7-86. | |
| Form of Indemnification Agreement between the Issuer and sixteen | |
| executives. Form of Employment Agreement between the Issuer and | |
| the Executives. Stock Option Agreement between the Issuer and | |
| Reporting Person, dated 11-8-86. Stock Purchase Agreement between | |
| the Reporting Person and Donald McCullough and Alfred S. | |
| Crimmins. Letter Agreement between the Reporting Person and | |
| Drexel Burham Lambert Inc., dated 11-6-86. | |
| Event Name(s) and Code(s): | |
| /DE, EN=, EC= | TENDER OFFER (51) |
| LETTER AGREEMENT (61) | |
| OPTION AGREEMENT (5) | |
| STOCK PURCHASE AGREEMENT (4) | |
| LETTER AGREEMENT (61) | |
| EMPLOYMENT AGREEMENT (155) | |
| INDEMNIFICATION AGREEMENT (184) |
| SEARCH SUFFIX |
DISPLAY CODE |
REPORT (FIELD LENGTH) |
FIELD NAME |
INDEXING |
SELECT EXAMPLES |
|---|---|---|---|---|---|
| None | None | None | All Basic Index Fields | Word | S EQUITY(W)INTEREST |
| /AB | AB | None | Abstract | Word | S SEVERANCE(W)AGREEMENT/AB |
| /AC | AC | AC (32) | Acquirer (Reporting Person)1 | Word | S WICKES(W)ACQUISITIONS/AC |
| /CO | CO | CO (32) | Target Company1 | Word | S COLLINS(W)AIKMAN/CO |
| /DE | None | None | Specific Source of Funds, Purpose, and Event Names | Word | S CAPITAL(W)CONTRIBUTION?/DE |
| /DM | DM | DM (32) | Dealer Manager1 | Word | S BURNHAM(W)LAMBERT/DM |
| /TI | TI | None | Title (Synopsis) | Word | S TENDER(W)OFFER/TI |
1 Searchable in the Basic Index and in the Additional Indexes.
| SEARCH PREFIX |
DISPLAY CODE |
REPORT (FIELD LENGTH) |
FIELD NAME |
INDEXING |
SELECT EXAMPLES |
|---|---|---|---|---|---|
| AC= | AC | AC (32) | Acquirer (Reporting Person)1 | Phrase | S AC=WICKES ACQUISITION? |
| AG= | AG | AG (32) | Information Agent2 | Phrase | S AG=THE CARTER ORGANIZATION? |
| AM= | AM | AM (11) | Amendment Number | Phrase | S AM=009 |
| None | AN | None | DIALOG Accession Number | ||
| BA= | BA | BA (32) | Depositary2 | Phrase | S BA=BANK OF NEW YORK? |
| CN= | CN | CN (17) | Country of Reporting Person | Phrase | S CN=USA |
| CO= | CO | CO (32) | Target Company1 | Phrase | S CO=COLLINS & AIKMAN? |
| CU= | CU | CU (10) | CUSIP Number | Phrase | S CU=19482810 |
| DM= | DM | DM (32) | Dealer Manager2 | Phrase | S DM=DREXEL BURNHAM? |
| DV= | DV | DV (17) | Deal Value (Approximate)4 | Numeric | S DV=1000000000:999999999999 |
| EC= | EC | EC (10) | Event Code | Phrase | S EC=51 |
| ED= | ED | ED (12) | Expiration Date | Phrase | S ED=19861209 |
| EN= | EN | EN (27) | Event Name | Phrase | S EN=TENDER OFFER |
| EV= | EV | EV (10) | Event or Tender Date5 | Phrase | S EV=19861219 |
| EX= | EX | EX (14) | Exchange | Phrase | S EX=NYS |
| FB= | FB | FB (32) | Fairness Opinion By6 | Phrase | S FB=ALEX BROWN? |
| FL= | FL | FL (8) | Filings (Filing Type)7 | Phrase | S FL=14D1 |
| None | FN | None | File Name | ||
| FS= | FS | FS (17) | Funds - Total Source2,4 | Numeric | S FS=1500000:29999999 |
| IN= | IN | IN (7) | State of Incorporation | Phrase | S IN=DE |
| MO= | MO | MO (14) | Management Opinion6 | Phrase | S MO=APPROVE |
| MV= | MV | MV (17) | Aggregate $ Value of Shares4,8 | Numeric | S MV=28000:799999 |
| PD= | PD | PD (10) | Filing Date | Phrase | S PD=19861110 |
| PS= | PS | PS (17) | Aggregate Percentage of Shares8 | Numeric | S PS=0.08:0.15 |
| None | PU | None | Purpose of Transaction | ||
| PY= | PY | PY (8) | Filing Year | Phrase | S PY=1986 |
| RC= | RC | RC (17) | Reporting City | Phrase | S RC=SANTA MONICA |
| RD= | RD | RD (10) | Release Date | Phrase | S RD=19861110 |
| RP= | RP | RP (32) | Reporting Person | Phrase | S RP=WICKES ACQUISITION? |
| RS= | RS | RS (11) | Reporting State | Phrase | S RS=CA |
| SC= | SC | SC (6) | Standard Industrial Classification (SIC) Code | Phrase | S SC=2200 |
| SD= | SD | SD (32) | Source of Funds (Description)2 | Phrase | S SD=WORKING CAPITAL? |
| SH= | SH | SH (17) | Aggregate Number of Shares8 | Numeric | S SH=1000:19999 |
| ST= | ST | ST (7) | Headquarters Location | Phrase | S ST=NY |
| TS= | TS | TS (17) | Ticker Symbol | Phrase | S TS=CK |
| None | WD | WD (12) | Withdrawal City | ||
| WD= | WD | WD (12) | Withdrawal Date | Phrase | S WD=19861209 |
| None | XC | XC (17) | Expiration City |
2 Used only for 13d, 14d -1, 13e -3, and 13e -4 filings.
3 Used only for 14d -1 filings.
4 A maximum number of 15 digits may be entered for the highest number in a range, e.g., S DV=100000000:999999999999999.
6 Used only for 14d -9 filings.
7 Entries include: FL=13d, FL=14D1, FL=13e3 FL=14d9, FL=13e4
8 Used only for 13d and 14d -1 filings.
| Sets and terms may be limited by Basic Index suffixes, i.e., /AB, /AC, /CO, /DE, /DM, /TI (e.g., S S3/DE). |
| SORTABLE FIELDS | EXAMPLES |
|---|---|
| AC, AG, AM, BA, CN, CO, DM, DV, EC, ED, EN, EV, EX, FL, FS, IN, MO, MV, PD, PS, PY, RC, RD, RP, RS, SC, SD, SH, ST, TS, WD | SORT S3/ALL/IN,PD PRINT S2/5/1-16/EX |
| RANK FIELDS | EXAMPLES |
|---|---|
| All phrase- and numeric-indexed fields in the Additional Indexes can be ranked. | RANK AU S3 |
| Output can be displayed in table format. REPORT codes with field lengths in parentheses are listed in the Search Options tables. Default table width is 72 characters; use SET H 132 to set maximum table width. | REPORT S3/CO,DV,MV/1-10 |
| User-defined formats may be specified using the display codes indicated in the Output Options tables. | TYPE S3/CO,AC,IN/1-5 |
| NO. |
DIALOGWEB FORMAT |
RECORD CONTENT |
|---|---|---|
| 1 | -- | DIALOG Accession Number |
| 2 | -- | Full Record except Abstract |
| 3 | Medium | Target Company, Filing Type, Filing Date, Amendment Number, Number of Pages, Reporting Person, and Synopsis Sentence |
| 5 | -- | Full Record |
| 6 | Free | Reporting Person, Filing Type, Filing Date, and Amendment Number |
| 7 | Long | Full Record except Event Name, and Event Codes |
| 8 | Short | Reporting Person, Filing Type, Filing Date, Amendment Number, Event Name, and Codes |
| 9 | Full | Full Record |
| K | -- | KWIC (Key Word In Context) displays a window of text; may be used alone or with other formats |
| FIELD NAME | EXAMPLES | ||
|---|---|---|---|
| DIALOG Accession Number | TYPE 0021535/5 DISPLAY 0021416/CO,FS PRINT 0021335/7 |
||
Rates For File: M&A Filings[548]
Cost per DialUnit: $2.99
Cost per minute: $0.64
Report Elements $0.30
Rank Elements $0.00
Format Types Prints
1 $0.00 $0.00
2 $3.62 $3.62
3 $2.20 $2.20
5 $6.59 $6.59
6 $0.00 $0.00
7 $6.59 $6.59
8 $1.32 $1.32
9 $6.59 $6.59
KWIC95 $0.00 NA
KWIC96 $0.00 NA
REDIST/COPY Multiplier Table:
Range Multiplier
1-2 1.00
3-25 1.50
26-100 3.00
101-200 4.00
201-500 6.00
501-1000 8.00
1001 or more 10.00
ARCHIVE Multiplier Table:
Range Multiplier
1-25 1.50
26-200 3.00
201-500 6.00
501-1000 8.00
1001 or more 10.00
------------
Note: Preformatted Report Rates for File 548
SYNOPSIS Report: $1/record
(4 report elements per record; $0.30 per
report element)
Summary report: $1/record
(4 report elements per record; $0.30 per
report element)
